Regulatory Compliance Association

Regulatory Compliance Association

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Regulators, Compliance Officers and Practitioners, including Chartered Regulatory Counsel™ (CRC™) have overcommitted schedules.

RCA serves as the Exclusive Global Agency for Continuing Compliance Education (CCE®); Talent Assessment; Professional Exams; Executive Degrees for over 80,000 Financial Executives, Professionals, Individuals in Career Transition and Millennials. The Regulatory Compliance Association (RCA) serves as the exclusive programmatic accreditation agency for Continuing Compliance Education (CCE) offered by

08/19/2021

https://conta.cc/2WbfbNt (click here for full article)
The Securities and Exchange Commission today announced the appointment of Sanjay Wadhwa as Deputy Director of the Division of Enforcement. Mr. Wadhwa most recently served as the Senior Associate Director of the Division of Enforcement in the New York Regional Office (NYRO), where he managed more than 150 personnel in enforcing federal securities laws. His new role is effective immediately.

08/28/2020
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Category

Telephone

Address


733 3rd Avenue
New York, NY
10017

Opening Hours

Monday 9am - 6pm
Tuesday 8am - 6pm
Wednesday 9am - 6pm
Thursday 8am - 6pm
Friday 9am - 5pm